One self-contained README.md per results/ figure folder (Layer 1 E1-E6 and Layer 1.5 bridge/collapse/grounding/architectures/recombination): plain-language claim, setup, a compact symbol glossary, a panel-by-panel walkthrough, and the takeaway + falsifier. Auto-renders when browsing the folder; carries the honest caveats (grounding's ruler reframing, the excluded VAE). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com> |
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collapse — model collapse in REAL neural weights, arrested by grounding
Claim tested: does the collapse we proved in math actually happen in a trained neural network — and does a little grounding stop it?
Setup (Layer 1.5). The model is now a small autoregressive GRU (a recurrent net, ~128 hidden
units). Each generation a fresh GRU is trained from scratch, by ordinary next-token prediction, on
the previous GRU's own generated sequences (plus any real samples). K = 256 modes, n = 200,
25 generations, grounding g ∈ {0, 0.02, 0.05, 0.1}, 5 repeats. A generation-0 fidelity check
confirms the GRU reproduces the truth almost perfectly (KL ≈ 0.008) before any collapse is measured.
Symbols
- GRU — a small recurrent neural net that emits sequences token by token; retrained each generation on the prior generation's output.
- forward-KL
D(p*‖p_t)— distance from truth; the metric that actually sees neural collapse. Hdiversity; tail items alive — how many rare modes still appear.
The four panels
- Collapse in weights. Forward-KL over generations, one line per
g. The dry lineage (g = 0) climbs (drifts from truth) toward ~2.3; grounded lineages are held lower. Collapse is real in trained weights. Hbarely moves. Diversity over generations sits nearH*for all arms — the GRU's smoothing bias keeps spurious spread alive, so diversityHhides the collapse. (This is why forward-KL, notH, is the operative neural metric — seegrounding.)- Stationary divergence vs
g. End-state forward-KL falls as grounding rises: more real data → closer to truth. - Tail survival vs
g. Fraction of rare modes alive rises with grounding.
Takeaway
The core phenomenon transfers from math to real neural nets: a GRU trained on its own output drifts
from truth, and grounding arrests it — the sign Layer-1 predicts (blueprint §3.5). Note the
honest caveat surfaced here and developed in grounding: diversity H is the wrong ruler for a
neural net (smoothing keeps it high even during collapse); distance-from-truth is the right one.